Financial Advisor’s Liability

When losses occur during investment transactions, it must be assessed whether this results from improper advice. This applies, in particular, to complex financial transactions and investments in real estate funds. We represent our clients in such cases and are your perfect partner for all disputes concerning banking transactions and capital market law. In the past, we have also dealt with mass actions.

A selection of past cases

  • Defended an issuer of ship funds against investor lawsuits concerning prospectus liability and wrong investment advice.
  • Defended a stock-listed company against claims from bondholders exercising rights of termination based on the deterioration of the company’s financial situation. *

*) These mandates were handled before the time at BAUMANN Resolving Disputes.